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300 pages • first pub 2015 (view editions)
ISBN/UID: None
Format: Not specified
Language: English
Publisher: Not specified
Edition Pub Date: Not specified
Description
Recent changes and new standards have led to a greater emphasis on compliance protocols. The Investment Dealer Compliance Course is a two-part course designed to provide individuals with the background knowledge required to pursue a career in comp...
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300 pages • first pub 2015 (view editions)
ISBN/UID: None
Format: Not specified
Language: English
Publisher: Not specified
Edition Pub Date: Not specified
Description
Recent changes and new standards have led to a greater emphasis on compliance protocols. The Investment Dealer Compliance Course is a two-part course designed to provide individuals with the background knowledge required to pursue a career in comp...